hr1@imatesconsultants.com Cochin, Kerala
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Career Opportunity

Compliance Manager | Regulatory Compliance & Audit | A Leading Fintech Co.

Banking / Financial Services
Location Bangalore
Experience 5 - 8 Years
Salary 40 - 45 LPA
Openings 1
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About the opportunity

Job Overview

<p>The Internal Auditor of the Compliance Control Function will be responsible for managing the Regulatory Compliance matters and Internal Audit of the company. Creating decks/summary for the senior management to review regulatory changes and their impact on the business.</p> <p>Create decks/summary for the senior management to review regulatory changes and its impact on the business</p> <p>Review and modify existing regulatory policies and recommend new policies in compliance with various regulations applicable to a lending business for unsecured and secured lending products</p> <p>Assist the Fraud monitoring team in estimating, monitor and reporting of fraud to the regulator as per agreed process and framework established</p> <p>Help design the product and operational processes by evaluating them from a regulatory perspective.</p> <p>Work with Finance/Risk/Ops/Info Sec team to make sure that all regulatory reporting requirements are met within the prescribed timelines including returns, board/committee reporting</p> <p>Support the team in Co-ordinating and managing regulatory inspection process</p> <p>Ensuring all sub-committees are established and functioning in accordance with regulatory requirements</p> <p>Providing support to Big 4 consultants for carrying out periodic audits and to ensure that the actions are taken on findings in a timely manner.</p> <p>Collaborate with various internal teams to ensure compliance culture is maintained across the organisation and audits are carried out in a timely manner.</p> <p>The candidate must have strong regulatory experience in Banks/NBFCs/Fintechs, especially in compliance with digital lending compliance matters. </p> <p>Company Secretary/MBA with experience of working in a compliance environment</p> <p>have the ability to analyse and solve complicated problems, and distil that complexity into simple and concise communication</p> <p>seek high ownership, independent environments, and feedback oriented cultures</p> <p>must have a very strong operating discipline. </p> <p>Strong written and verbal communication skills</p>
Candidate fitment

Preferred Candidate Profile

Experience
5 - 8 Years
Industry
Banking / Financial Services
Job Location
Bangalore
Salary
40 - 45 LPA
Employment Type
Full Time
Number of Openings
1
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